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Alternative Trading Systems
Results: 286

#	Item
261	Final rule; extension of compliance date: Regulation NMS Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-08-29 18:20:56 Regulation NMS Securities Exchange Act Financial regulation Financial economics U.S. Securities and Exchange Commission Alternative Trading Systems Regulatory compliance Finance Securities regulation in the United States United States Securities and Exchange Commission United States securities law Financial markets
262	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]May 29, 2014 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change to E Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-05-30 07:56:25 Finance Financial Industry Regulatory Authority Securities Exchange Act Trade Reporting And Compliance Engine Alternative display facility U.S. Securities and Exchange Commission Alternative Trading Systems Financial adviser Securities regulation in the United States United States securities law Financial economics Business
263	Form ATS-R OMB APPROVAL OMB Number: [removed]Expires: Add to Reading List Source URL: www.sec.gov Language: English - Date: 1999-03-01 07:14:00 United States Securities and Exchange Commission Finance Financial markets Financial system Securities Exchange Act Alternative Trading Systems U.S. Securities and Exchange Commission Securities Act Security United States securities law Financial economics 73rd United States Congress
264	Proposed Rule: Regulation of Non-Public Trading Interest (Corrected) Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-11-23 11:30:17 Finance Stock market United States Securities and Exchange Commission Alternative Trading Systems Regulation NMS Order Dark liquidity Securities Exchange Act Electronic communication network Financial markets Financial economics Investment
265	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-C2[removed]January 9, 2014 Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Propo Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-01-13 07:39:07 73rd United States Congress Securities Exchange Act Regulation NMS Alternative Trading Systems Securities and Exchange Commission Financial regulation Financial economics United States Securities and Exchange Commission United States securities law Government
266	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-EDGX[removed]December 12, 2013 Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Chan Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-12-13 09:21:32 Investment Finance United States securities law Mathematical finance Securities Exchange Act United States Securities and Exchange Commission New York Stock Exchange Alternative Trading Systems Algorithmic trading Financial markets Financial economics Stock market
267	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. S7[removed]December 24, 2008 Order Pursuant to Section 36 of the Securities Exchange Act of 1934 Granting Temporary Exemptions from Sections 5 and 6 of th Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-12-24 15:21:14 United States Securities and Exchange Commission 73rd United States Congress United States securities law Stock market Financial markets Securities Exchange Act Securities Act Alternative Trading Systems U.S. Securities and Exchange Commission Financial economics Finance Financial system
268	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEMKT[removed]November 21, 2013 Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Proposed Rule Change to Establish an Institutional Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-11-22 09:54:57 Investment Dark liquidity Alternative Trading Systems Order Algorithmic trading Market maker Securities Exchange Act New York Stock Exchange Market liquidity Financial markets Financial economics Finance
269	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]April 9, 2014 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-04-10 08:56:45 Investment Finance Financial markets Alternative Trading Systems Financial Industry Regulatory Authority Securities Exchange Act U.S. Securities and Exchange Commission Trade Reporting And Compliance Engine Alternative display facility United States securities law Financial economics Stock market
270	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NSX[removed]May 6, 2014 Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule C Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-05-07 11:11:11 Financial markets Securities Exchange Act Securities regulation in the United States Alternative Trading Systems U.S. Securities and Exchange Commission Financial economics Financial regulation Financial system United States securities law 73rd United States Congress United States Securities and Exchange Commission

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